PHILOSOPHYWe make businesses more profitable by simplifying compliance. The regulatory environment continues to grow more complicated. This problem is exacerbated by inconsistent regulatory requirements across jurisdictions. While compliance is not simple, we have the experience, intellect and judgment to make it simpler - which leads to better, faster and more profitable outcomes.
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THE TEAM |
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Chris, a New York qualified lawyer, and Felicia, an experienced compliance officer who has worked with both large and small financial institutions, worked together at a Southeast Asia focused, boutique investment bank where they successfully faced and resolved typical compliance issues including regulatory inspections, satisfying regulatory requirements and maintaining best practices in corporate governance. They have now re-teamed to launch Holland & Marie.
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Chris is a Co-Founder and Partner at Holland & Marie.
Prior to Holland & Marie, Chris worked as Chief Operating Officer & General Counsel at a Southeast Asia-focused, boutique investment bank. Chris has considerable experience managing communications with regulators and implementing cross-jurisdictional policies and procedures. Prior to that role, Chris worked in the Singapore, Hong Kong and New York offices of Clifford Chance where he was Counsel in the Capital Markets Department. Chris was a finalist for Singapore In-House Lawyer of the Year by Asian Legal Business in 2012, 2013 and 2014. Chris is a New York qualified lawyer and received his law degree from Duke University and his Bachelor's degree from The University of Virginia. |
Felicia is a Co-Founder and Partner at Holland & Marie. She provides and supervises the licensing and ongoing compliance support services in Singapore and Hong Kong.
Prior to Holland & Marie, Felicia worked with several international firms in Asia and has gained extensive compliance experience in managing regulators, obtaining and applying for licences, designing and delivering compliance training programs and drafting policies and procedures. Felicia holds an International Compliance Association Anti-Money Laundering Specialist Diploma, Bachelor in Law, Bachelor in Banking and Finance awarded by the University of London and an Executive Masters in Business Administration awarded by the University of Birmingham. |